Rule 144A

Results: 189



#Item
111United States federal banking legislation / Rule 144A / Securities Act / Wall Street reform / Troy A. Paredes / Economy of the United States / United States / United States Securities and Exchange Commission / United States securities law / Financial regulation

Microsoft Word - Memo to Secretary (MFA) JOBS Act Cap-Margin.docx

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Source URL: www.sec.gov

Language: English - Date: 2013-01-18 10:40:05
112Financial system / United States Securities and Exchange Commission / United States securities law / Financial regulation / Financial markets / Qualified institutional buyer / Institutional investor / Rule 144A / Regulation D / Financial economics / Investment / Finance

Comment Letter on File No. S7-18-07

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Source URL: www.sec.gov

Language: English - Date: 2010-02-24 15:50:03
113Finance / Government bonds / Credit / Debt / United States Treasury security / Qualified institutional buyer / Rule 144A / Qualified institutional placement / Financial economics / Economics / Bonds

Request Approval for Bond Issuance Guidelines

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Source URL: www.treasurer.ca.gov

Language: English - Date: 2014-08-03 11:08:14
114Financial system / Finance / 73rd United States Congress / Self-regulatory organizations / Rule 144A / Stock market / Securities Exchange Act / Securities Act / NASDAQ / United States securities law / United States Securities and Exchange Commission / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-09-25 18:23:09
115Financial regulation / Financial system / 73rd United States Congress / Securities Exchange Act / Stock market / Rule 144A / Securities Act / NASDAQ / Qualified institutional buyer / United States securities law / United States Securities and Exchange Commission / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2009-11-16 09:44:07
116United States Securities and Exchange Commission / Financial system / 73rd United States Congress / Financial regulation / Stock market / Rule 144A / Securities Exchange Act / Securities Act / Financial Industry Regulatory Authority / United States securities law / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]April 25, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change and Amendments No

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Source URL: www.sec.gov

Language: English - Date: 2007-04-26 19:43:19
117Financial regulation / Financial system / 73rd United States Congress / Stock market / Securities Exchange Act / Rule 144A / NASDAQ / Trade Reporting And Compliance Engine / Financial Industry Regulatory Authority / United States securities law / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]July 31, 2007 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving Proposed Rule Change as Modified by Amendme

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Source URL: www.sec.gov

Language: English - Date: 2007-08-02 16:14:20
11873rd United States Congress / Economy of the United States / United States / Rule 144A / Securities Exchange Act / Securities Act / NASDAQ / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / United States securities law / United States Securities and Exchange Commission / Financial regulation

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-09-24 17:32:48
119United States Securities and Exchange Commission / Finance / Securities / Stock market / 73rd United States Congress / Security / Securities Act / Securities Exchange Act / Rule 144A / Financial economics / United States securities law / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]June 21, 2007 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of a Proposed Rule Change Relating to a Polic

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Source URL: www.sec.gov

Language: English - Date: 2007-06-25 16:06:13
120Financial system / Finance / 73rd United States Congress / Securities / Stock market / Securities Act / Rule 144A / Securities Exchange Act / Qualified institutional buyer / United States Securities and Exchange Commission / United States securities law / Financial economics

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-02-17 08:46:14
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